Compliance Officer

Job title:

Compliance Officer

Company

Lincoln Recruitment

Job description

A leading Insurance Intermediary are recruiting for a Compliance Officer for their Dublin office. Reporting to the Head of Risk & Compliance, the Compliance Officer will have the opportunity to influence the development and implementation of the Risk and Compliance Framework.Key Responsbilities of the Compliance Officer:

• Contribute to the development and implementation of the Compliance Framework and Compliance Plan
• Conducting compliance monitoring reviews
• Provide advice on appropriateness and effectiveness of controls and the application of rules, regulations and the company’s compliance policies and procedures
• Review of products, documents and marketing communications for compliance with relevant regulatory requirements
• Participate on new business initiatives, ensuring that relevant compliance considerations and resulting risks, are duly assessed
• Assist with the implementation, review and amendment of compliance policies/ procedures
• Support the implementation and maintenance of the risk management framework

• Support senior management in identifying, monitoring, managing and reporting risks
• Provide day to day advice, support and challenge to all functions on risk andcompliance matters
• Produce reports for the Audit, Risk and Compliance Committee as require

The Compliance Officer will have a proven track record in a Compliance function of a regulated Financial Services firm, preferably Insurance. Compliance qualifications are desireable along with strong comminication and interpersonal skills.

Expected salary

Location

Dublin

Job date

Thu, 28 Nov 2024 23:03:59 GMT

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