Compliance Officer – Funds Industry

Aarbechtstitel:

Compliance Officer – Funds Industry

Firma

Source Up

Aarbechtsbeschreiwung

Why apply ?🌍 You will be working in an international company based in Luxembourg with side offices in various European locations.💡 Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.💬 Our client fosters a culture of connection, proactivity and autonomy.About the offer📝 Permanent contract🏠 Location : Luxembourg – City Center📲 Top 3 Key competencies :

• Former exposure to compliance in the funds industry
• Minimum of 3 years as a compliance officer
• Fluent English, French is a plus

About our clientSector : Service provider in funds administration, domiciliation, reporting solutions, structuringValues : Innovation | Excellence | Solution drivenEmployees : Worldwide +80Your missions * Compliance and Regulatory Support:

• Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.
• Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.

• Client Onboarding and Ongoing Monitoring:
• Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.
• Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.

• KYC Reviews for Transfer Agent Business:
• Involvement in the Transfer Agent function, where the focus would be on ensuring that investors’ KYC information is up to date and meets regulatory standards.

• Process Improvement in Compliance:
• Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.
• Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.

Your profile

• Bachelor’s degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
• Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
• Proficient in Lux GAAP, fluent in French and English
• Excellent knowledge of the AML/TF regulatory environment.

A candidate experience with Source Up, it’s …

• Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
• Access to your test results to guide you to your best career choices
• Interview coaching session before the client meeting
• Consistent and fair recruitment process with respect, transparency and trust

Source Up was founded in 2021 and is a company based in Luxembourg. We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.🎯 We strongly believe in the ideal of “having the right people in the right job”.We combine people and technology to connect individuals to their future professional project 🔗We work with passion for candidates and employers with the ambition to bring the greatest number of people to bloom in their professional environment 🌺

Erwaart Pai

Location

Luxembourg

Job Datum

Thu, 03 Oct 2024 03:55:44 GMT

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