Compliance Officer – Review Team

Job title:

Compliance Officer – Review Team

Company

Swissquote

Job description

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:

• Carrying out reviews of key clients (private clients, companies, institutional clients,external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB);
• Conducting enhanced due diligence analyses and declassifications;
• Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously;
• Providing support and advice to the front office and management.

Depending on the level of seniority, the following tasks may also be required:

• Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior;
• Supporting the Manager in having a full overview of the workload within the team and supporting the advancement of overall projects;
• Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices;
• Serving as the key point of contact for complex cases;
• Optimization of internal processes, including the review and drafting of internal guidelines.

Qualifications

• Bachelor’s degree, preferably in Law, Economics, International Relations, Political Science, or similar (a Certificate in Compliance Management is a very strong asset);
• 5-7 years of financial services compliance experience in Switzerland (prior experience in periodic reviews of High Risk/PEP clients specifically is a very strong asset);
• Knowledge of the Swiss legal framework;
• Excellent command of English and French (German is a strong asset);
• Analytical and methodological approach;
• Structured and professional working style;
• Interest and experience in data analysis (including Excel) and PowerPoint;
• Excellent writing and communication skills;
• Strong team player who enjoys working in a multicultural, dynamic, technological, and international environment.

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Expected salary

Location

Suisse

Job date

Sun, 10 Aug 2025 07:51:43 GMT

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